Skip to main content

menu

Home
About
Who We Serve
Services
Free One-Time Services
Resources
Contact Us

For those individuals who invest their own monies

For those individuals who invest their own monies

EVALUATE YOUR SITUATION BELOW

When You Complete This Questionnaire, A Legend Advisor Will Contact You To Discuss Your Answers.

.no-js form.antibot * :not(.antibot-message) { display: none !important; }You must have JavaScript enabled to use this form.

WHAT DO YOU NOT LIKE ABOUT INVESTING YOUR OWN MONIES?

1. Investment losses/poor returns.

2. I/We are concerned that i/we are not keeping up with financial market returns and/or will keep up with inflation.

3. I/We don't have the investment knowledge and/or understanding to invest/manage my/our monies.

4. I/We cannot decide on how best to invest/manage my/our monies.

5. I/We don't understand how to evaluate investment products and/or securities.

6. I/We don't have the time to perform the necessary investment research to invest my/our monies.

7. I/We don't have access to or know how to use sophisticated investment research information and/or analysis tools (morningstar workstation, bloomberg investment terminal, etc.).

8. I/We are uncomfortable making decisions with regard to managing my/our monies. I/We realize a mistake can cost us substantial losses in poor investment markets or poor returns in otherwise profitable investment markets.

9. I/We don't understand how to calculate accurate performance, analyze and/or measure risk (risk-adjusted returns) on my/our monies.

10. I/We do not know how to evaluate my/our risk-adjusted returns on my/our monies and determine if they are good or bad.

11. I/We don't understand how to evaluate the portfolio managers of the underlying investment products.

12. I/We don't have access to institutional investment vehicles (very low cost).

13. I/We can't evaluate the costs of products properly.

14. I/We don't understand how to construct a portfolio that meets my/our risk/reward objectives.

15. I/We don't understand how to trade securities cost effectively and as a result, i/we understand that we will pay premiums and/or sell securities at deep discounts unnecessarily. This often occurs when trading individual bonds, stocks, exchange-traded funds (etfs), exchange-traded notes (ETNs), closed-end mutual funds, structured notes, etc.

16. I/We do not understand how to trade securities income tax-efficiently. Therefore, i/we understand that we are paying more in income taxes than we need to. I/We also do not know where to place different types of investments for income tax-efficiency.

17. Previously i/we have used the average cost basis (bad) tax methodology rather than specific share lot cost basis (good).

18. I/We have purchased fixed annuity products.

19. I/We have purchased variable annuity products in the past.

20. I/We have purchased whole life insurance policies, endowment policies and/or variable life insurance policies as investments.

21. I/We have purchased structured note products in the past.

Other negatives:

I/We like the following about my/our current situation:

Other reasons i/we are “Do-It-Yourself” investors:

Name This field is required.

Phone This field is required.

Email This field is required.

Leave this field blank

Office

5700 Corporate Drive
Suite 350
Pittsburgh, PA 15237

Contact Info

Phone | (412) 635-9210
E-mail Us

Get In Touch

.no-js form.antibot * :not(.antibot-message) { display: none !important; }You must have JavaScript enabled to use this form.

Your name This field is required.

Your e-mail address This field is required.

Your phone number This field is required.

Subject This field is required.

Message This field is required.

Leave this field blank

Disclosures | Privacy Statement | Form ADV Part 2 | Form CRS

The content on this site is provided as general information only and should not be construed as an offering of advisory services or a recommendation to buy or sell any security or financial instrument. Legend Financial Advisors, Inc.^® is committed to providing a Website that is in accordance with accessibility standards, and continually works to ensure that this Website is accessible to those with special needs, including those with visual, hearing, cognitive and motor impairments. If a visitor comes across a page or feature they find inaccessible or difficult to use, or if they require or desire assistance, please visit our Contact Us page or call us at (412) 635-9210.

© 2024 Legend Financial Advisors, Inc.® All rights reserved.