Evaluate Your Situation Below


When you complete this questionnaire, a Legend Advisor will contact you to discuss your answers.
What do you not like about investing your own monies?
Check All
That Apply
1. Investment Losses/Poor Returns.
Further Comments

2. I/We Are Concerned That I/We Are Not Keeping Up With Financial Market Returns And/Or Will Keep Up With Inflation.
Further Comments

3. I/We Don't Have The Investment Knowledge And/Or Understanding To Invest/Manage My/Our Monies.
Further Comments

4. I/We Cannot Decide On How Best To Invest/Manage My/Our Monies.
Further Comments

5. I/We Don't Understand How To Evaluate Investment Products And/Or Securities.
Further Comments

6. I/We Don't Have The Time To Perform The Necessary Investment Research To Invest My/Our Monies.
Further Comments

7. I/We Don't Have Access To Or Know How To Use Sophisticated Investment Research Information And/Or Analysis Tools (Morningstar Workstation, Bloomberg Investment Terminal, Etc.).
Further Comments

8. I/We Are Uncomfortable Making Decisions With Regard To Managing My/Our Monies. I/We Realize A Mistake Can Cost Us Substantial Losses In Poor Investment Markets Or Poor Returns In Otherwise Profitable Investment Markets.
Further Comments

9. I/We Don't Understand How To Calculate Accurate Performance, Analyze And/Or Measure Risk (Risk-Adjusted Returns) On My/Our Monies.
Further Comments

10. I/We Do Not Know How To Evaluate My/Our Risk-Adjusted Returns On My/Our Monies And Determine If They Are Good Or Bad.
Further Comments

11. I/We Don't Understand How To Evaluate the Portfolio Managers Of The Underlying Investment Products.
Further Comments

12. I/We Don't Have Access To Institutional Investment Vehicles (Very Low Cost).
Further Comments

13. I/We Can't Evaluate The Costs Of Products Properly.
Further Comments

14. I/We Don't Understand How To Construct A Portfolio That Meets My/Our Risk/Reward Objectives.
Further Comments

15. I/We Don't Understand How To Trade Securities Cost Effectively And As A Result, I/We Understand That We Will Pay Premiums And/Or Sell Securities at Deep Discounts Unnecessarily. This Often Occurs When Trading Individual Bonds, Stocks, Exchange-Traded Funds (ETFs), Exchange-Traded Notes (ETNs), Closed-End Mutual Funds, Structured Notes, Etc.
Further Comments

16. I/We Do Not Understand How To Trade Securities Income Tax-Efficiently. Therefore, I/We Understand That We Are Paying More In Income Taxes Than We Need To. I/We Also Do Not Know Where To Place Different Types of Investments For Income Tax-Efficiency.
Further Comments

17. Previously I/We Have Used The Average Cost Basis (Bad) Tax Methodology Rather Than Specific Share Lot Cost Basis (Good).
Further Comments

18. I/We Have Purchased Fixed Annuity Products.
Other Comments

19. I/We Have Purchased Variable Annuity Products In The Past.

20. I/We Have Purchased Whole Life Insurance Policies, Endowment Policies And/Or Variable Life Insurance Policies As Investments.

21. I/We have Purchased Structured Note Products In The Past.

22. Other Negatives:

23. I/We Like The Following About My/Our Current Situation:

24. Other Reasons I/We Are “Do-It-Yourself” Investors:

We invite you to obtain a Free Second Opinion.  Call us at (412) 635-9210 or (888) 236-5960.

3D Character with left hand on bright red phone next to Legend’s contact information.

 Legend Financial Advisors, Inc.®
 5700 Corporate Drive, Suite 350
 Pittsburgh, PA 15237
 Telephone: (412) 635-9210
 Toll Free:    (888) 236-5960


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