Legend's Sister Firm EmergingWealth Investment Management, Inc.

EmergingWealth Investment Management, Inc.

 
EmergingWealth Investment Management, Inc.®

 

Legend Financial Advisors, Inc.’s® (Legend) Sister Firm, EmergingWealth Investment Management, Inc.® (EmergingWealth) Provides Investment Management and/or Investment Consulting Services Only to Individuals Whose Wealth is Emerging, Subject to the Minimum Quarterly Fee (See Below).

 

Like Legend, EmergingWealth is a Fee-Only1, FiduciaryxThe Department of Labor’s definition of a Fiduciary demands that advisors act in the best interests of their clients, and to put their clients' interests above their own.  It leaves no room for advisors to conceal any potential conflict of interest, and states that all fees and commissions must be clearly disclosed in dollar form to clients.

Source: Investopedia
U.S. Securities and Exchange Commission Registered Investment Advisory Firm with Its Headquarters Located in Pittsburgh, Pennsylvania.

 

Why Become A Client Of EmergingWealth?:

It’s Simple!  EmergingWealth Offers Lower Minimum Fees than its Sister Firm, Legend!

EmergingWealth has a Lower Minimum Quarterly Fee of $750.00, Whereas, Legend has a Minimum Quarterly Fee of $2,250.00.

 

Fees will be Billed on Investment Assets that can be Directly Managed or Overseen.  These would Include Investment Assets Held at Brokerage Firms, Custodians, Banks, Annuities that the Client has Purchased Elsewhere, Educational Accounts such as 529 Plans, etc. as well as Self-Directed Retirement Plans [ex. 401(k) Plans, 403(b) Plans].

 

EmergingWealth's Fiscal Annual Fee Schedule:

  1. 1.000% on the first $500,000.00;
  2. Plus .7500% on the amount in excess of $500,000.00 but not greater than $2,000,000.00;
  3. Plus .5000% on the amount in excess of $2,000,000.00, but not greater than $5,000,000.00;
  4. Plus .2500% on the amount in excess of $5,000,000.00.

 

Prospective Clients Who Are Unsure Whether Legend or EmergingWealth is More Appropriate for Them, Should Call EmergingWealth
at (866) 280-4896, at Extension 2.

 

EmergingWealth Provides Essentially Identical Investment Portfolios as Those Offered at Legend Since Those Clients’ Portfolios are Sub-Advised by Legend.  Both Legend and EmergingWealth Share a Common Advisory Team and Investment Committee.  Both Firms Low Fee Structure is Similar Except EmergingWealth’s Minimum Quarterly Fee is Lower.

 

For Additional Information, Please Call EmergingWealth at (866) 280-4896, at Extension 2.

 

 
CLIENTS ONLY

 

Legend’s Fee-Only And Transactions Disclosure:

 

1Legend Financial Advisors, Inc.® (Legend) is a Fee-Only Advisory Firm.  Fee-Only Means Legend Never Receives Any Commissions. 

 

Legend’s Clients Will Not Pay (a) a Transaction Fee (also Known as a Trading Fee or Commission) for Exchange-Traded Funds (ETF’s) and/or Exchange-Traded Notes (ETN’s) as well as Exchange-Traded Equities through Virtually All Custodians that Legend Utilizes.  However, Open-End Mutual Fund Trading Fees Are Charged by Custodians.  

 

Legend will Trade Open-End Mutual Funds, Usually an Institutional Share Class, if available, on Behalf of the Client, Through a Few Non-Related Institutional Custodians. 

 

An Institutional Share Class of an Open-End Mutual Fund is Usually the Lowest Cost Share Class with Regard to the Expenses it Charges.  Therefore, Legend Utilizes No-Load, Institutional Cost, Share Classes of Open-End Mutual Funds Due to its Desire to Reduce its Clients’ Investment Costs.  In Fact, Legend’s Clients Only Pay a Small Transaction Fee for Institutional Mutual Fund Trades to the Custodian (Also Known as a Trading Fee or Commission). 

 

Legend Never Receives any Portion of Such Fees/Commissions.

 

  1. Please Note Certain Custodians that Legend May Use to Accommodate Certain Clients May Charge a Very Small Transaction Fee.

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